ISO 37301 Compliance Management System

There is an increasing focus on the compliance risks it faces and how to achieve it. Compliance means that an organization complies with applicable laws, regulations, and regulatory requirements, as well as relevant standards, contracts, principles of effective governance, or codes of ethics. Failure to comply can result in legal sanctions, regulatory penalties, significant property damage, and reputational damage to the organization, and the resulting risk is called compliance risk.

In 2021, the ISO organization will release ISO 37301:2021 "Compliance Management System Requirements and Use Guidelines", which provides a more advanced, authoritative, and Universal and strategic tools and methodologies also provide opportunities and pathways for the compliance management of various organizations to gain global recognition through third-party certification.

Based on the risk management mindset, ISO 37301 applies process methods and PDCA logic, and provides requirements and guidelines for organizations to establish, formulate, implement, evaluate, maintain and improve an effective compliance management system around compliance governance principles.

ISO 37301 applies the management system standard structure of ISO/IEC Directives Annex SL, which makes it easier for the compliance management system to integrate with other existing management systems based on ISO organizational standards. The standard is intended to improve the ability of other management systems to meet compliance-related requirements and to help organizations improve their overall management of their compliance obligations.

Service Content

Organizations prevent compliance risks by establishing an effective ISO 37301 compliance management system. On the basis of identifying, analyzing and evaluating the compliance risks faced by the organization, the organization establishes and improves the compliance management process, so as to achieve effective response and control of risks.

Establishing an effective ISO 37301 compliance management system cannot prevent non-compliance, but it can reduce the risk of non-compliance. In many countries or regions, when non-compliance occurs, the managers of the organization and the organization use the established and implemented effective compliance management system as a defense to mitigate or even exempt from administrative, criminal or civil liability. This defense may Accepted by administrative law enforcement agencies or judicial agencies. This is especially important for organizations growing both domestically and abroad.

Compliance with this standard will help organizations build trust with customers and other stakeholders, demonstrating a competitive advantage.

Because ISO 37301 compliant management system certification is not industry-specific and product-specific, it can be used by organizations that provide any product or service.

Related Standards

○ ISO 37301:2021 "Compliance Management System Requirements and Guidelines for Use"

○ "GB/T 35770-2017 Compliance Management System Guidelines"

○ "Conformity Assessment Management System Audit and Certification Body Requirements Part 13: Compliance Management System Audit and Certification Capability Requirements"

Value Gain

○ Improve business opportunities and sustainability;

○ protect and strengthen the reputation and credibility of the organization;

○ Consider the expectations of interested parties;

○ Demonstrate the organization's commitment to managing compliance risks effectively and efficiently;

○ Increase third-party confidence in the organization's ability to continue to succeed;

○ Reduce the occurrence of illegal activities and the consequent costs, and reputational damage;

○ Drives trust in your business—gives your customers and stakeholders greater confidence in the security of their data and information.

Service Process

Q&A

How long does the system need to run before applying for certification?

Before applying for certification, the system must have been running for at least 3 months.

After obtaining the certificate, how to query the authenticity and validity of the certificate?

The authenticity and validity of the certificate can be queried by logging into NOA website （www.noagroup.com and selecting "certificate / report query" in the "resource center", or by logging into the national certification and accreditation information public service platform（http://cx.cnca.cn）Query.

After obtaining the certificate, how long is the certificate valid? Is it necessary to review every year?

After obtaining the certificate, the validity period of the certificate is 3 years, and at least one on-site audit is required every year to keep the certificate valid.

What to do after the expiration of the certificate?

Before the expiration of the certificate, we will arrange the customer service specialist to contact you actively to assist you in handling matters related to your re certification application.

Our Advantage

Authoritative Qualification

NOA has been approved by Certification and Accreditation Administration of the People’s Republic of China（CNCA）(CNCA-R-2002-051), and has obtained qualification of China Inspection Body and Laboratory Mandatory Approval (CMA),and has passed the multiple approvals of China National Accreditation Service for Conformity Assessment (CNAS), International Accreditation Service (IAS), United Kingdom Accreditation Service (UKAS), Joint Accreditation System of Australia and New Zealand (JAS-ANZ). NOA has been approved by State Administration for Market Regulation of China, and has been recognized as inspection and testing institution of China's special equipment, as well as the qualification of China's national equipment supervision and engineering supervision. NOA-DCI is the notified body of the CE directive of the European Commission. NOA has been recognized by the International Electrotechnical Commission (IECQ) by obtaining Electronic Component Quality Assessment System. It is also a national inspection and assessment notified body of import and export commodity in China.NOA is a high-tech enterprise in Shanghai.

Improve Performance, Realize Asset Value Appreciation, and Service Throughout the Entire Value Chain

From pre-design to post-operation, NOA has the ability to guarantee the whole life cycle of the business. NOA, as an independent third-party inspection company, has a large number of domestic and international standards and specifications proficient in design, welding, non-destructive testing, painting, packaging and other fields The experienced team of professional engineers and inspection experts, with more than ten years of experience in the domestic market, is familiar with all aspects of the domestic industrial equipment supply chain, and can provide you with technical support services for the full life cycle of technical services in a timely manner, combining various products. Inspection, certification, testing, consulting, and auditing services can provide you with one-stop all-round comprehensive services.

Quality, Efficiency and Service

NOA has formed a mature and solid operation system in the development of more than 20 years. We let technical experts who are familiar with market regulations and testing standards and have professional industry experience to carry out inspection, evaluation and design review work. While meeting the requirements of domestic and international standards, we ensure that customers can obtain satisfactory service results in the first time with accurate time-sensitive management methods, and ensure that customers can seize the opportunity in the market competition.

Service Area

NOA inspection services currently cover Europe, Australia, Russia, some Middle East regions and most regions in China. NOA can ensure the consistency and continuity of customer service in different regions, and eliminate the impact of unfamiliar environments on customer quality. The guarantees and the impact of project implementation enable customers to participate in different markets across the country or around the world with flawless quality.

ISO 37301 Compliance Management SystemEnhancing the organisation’s compliance management capabilities and promoting international trade and exchange cooperation

ISO 37301 Compliance Management System

ISO 37301 Compliance Management System
Enhancing the organisation’s compliance management capabilities and promoting international trade and exchange cooperation